Control Room - Associate
iCapital
📍 Salt Lake City, Utah, United StatesMid LevelFull-timecomplianceUnited States
💰 $70K - $85K
conflict of interest managementinformation barrierscompliance monitoringregulatory oversightfinancial services complianceaccess controlrisk mitigation
Posted July 8, 2026 · Closes July 27, 2026
About the Role
iCapital is hiring a Control Room - Associate, based in Salt Lake City, Utah, United States. This role will assist in the oversight of potential conflicts arising from access to sensitive information across investment advisory, portfolio management, and distribution activities.
Responsibilities
- Monitor access to sensitive information across investment advisory, portfolio management, and distribution activities
- Identify and escalate potential conflicts of interest for review and resolution
- Assist in the enforcement of information barriers and access controls
- Prepare documentation and reports on conflict oversight activities
- Support compliance with regulatory requirements related to conflict management
Requirements
- Understanding of investment advisory, portfolio management, and distribution compliance frameworks
- Ability to identify conflicts of interest in financial services contexts
- Strong analytical and documentation skills
- Familiarity with regulatory requirements around information barriers and conflict management
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