Regulatory & Compliance, Private Funds Marketing - AVP
iCapital
📍 Salt Lake City, Utah, United StatesMid LevelFull-timecomplianceUnited States
💰 $70K - $85K
SEC complianceFINRA regulationsprivate fundsmarketing complianceinvestment documentationregulatory reviewfund marketing
Posted July 8, 2026 · Closes July 27, 2026
About the Role
AVP-level regulatory and compliance professional supporting iCapital's private funds marketing function. Responsible for ensuring marketing materials for private fund offerings comply with regulatory requirements and industry standards. Works to balance marketing effectiveness with stringent compliance obligations across multiple fund structures and jurisdictions.
Responsibilities
- Review and approve marketing materials for private fund offerings to ensure regulatory compliance
- Collaborate with marketing and sales teams to develop compliant messaging and collateral
- Monitor regulatory changes affecting private funds marketing practices
- Maintain documentation and audit trails for all approved marketing materials
- Advise on compliance implications of new product launches and marketing initiatives
Requirements
- 5+ years of experience in regulatory compliance or legal roles in financial services
- Deep knowledge of SEC, FINRA, and state regulations governing private fund marketing
- Strong understanding of investment marketing and private fund structures
- Excellent written and verbal communication skills
- Ability to work cross-functionally with marketing, legal, and business teams
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