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ACA Group

📍 New York, New York
🇺🇸 US
ACA Group is a governance, risk and compliance (GRC) advisor and regtech provider serving financial services firms, including investment advisers, private fund managers, broker-dealers and banks. Founded by former regulators, it combines consulting with technology such as its ComplianceAlpha platform, which centralizes surveillance, marketing review, KYC and code of ethics functions. It serves more than 640 firms globally and is headquartered in New York.
Services & Coverage
United StatesUnited Kingdomcompliance consultingregtech softwareAML/KYCcybersecurityesg advisoryfund distribution services
grccomplianceregtechfinancial-servicesrisk-managementcybersecurityamladvisory
🏛 Regulatory Status
United StatesBroker-Dealer (affiliate: Foreside Fund Services, LLC, part of ACA Foreside)License #CRD 51293
United StatesBroker-Dealer (affiliate: Foreside Global Services, LLC, part of ACA Foreside)License #CRD 67903
Company Info
Founded 2002
Size Large
Key Executives
Shvetank Shah (Chief Executive Officer)