← Back to Registry
Broadridge
📍 Lake Success, New York
🇺🇸 US
Broadridge Financial Solutions is a global fintech company providing technology, communications and data solutions to banks, broker-dealers, asset managers and corporate issuers. Its services include investor communications, proxy voting and processing, shareholder recordkeeping and SEC-registered transfer agency, plus securities processing and trade infrastructure. Publicly traded on the NYSE, it is part of the S&P 500 and serves clients across North America, Europe and Asia-Pacific.
Services & Coverage
United StatesUnited KingdomEuropeCanadaAsia-Pacificequitiesfixed incomemutual fundsetfs
fintechinvestor-communicationsproxy-votingtransfer-agentshareholder-servicescapital-markets
🏛 Regulatory Status
NYSE-listed (BR); operates SEC-registered transfer agentLicense #
Company Info
Founded 2007
Size Large
Key Executives
Tim Gokey (Chief Executive Officer)Ashima Ghei (CFO)
Recent News
Announced a roughly $170 million agreement to acquire CQG; expanded its Distributed Ledger Repo platform to about $400 billion in daily volume.