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IST Shareholder Services
📍 Chicago, Illinois, USA
🇺🇸 US
IST Shareholder Services was the trade name of Illinois Stock Transfer Company, a US transfer agent registered with the SEC under file number 084-00115 (CIK 49824) and based in Chicago, Illinois. It provided shareholder recordkeeping, certificate transfer, and paying agent services. In 2014 the SEC brought a fraud enforcement action over misappropriation of more than US$1.3 million of client funds and obtained an asset freeze and a receiver, after which American Stock Transfer and Trust acquired its assets. The firm withdrew its SEC transfer agent registration through a Form TA-W filed 2015-03-19.
Services & Coverage
USequities
transfer agentshareholder servicesrecordkeepingpaying agentsec registereddefunct
🏛 Regulatory Status
License #
Company Info
Size Small
Key Executives
Robert G. Pearson (former President, subject of 2014 SEC enforcement action)