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North Capital
📍 Salt Lake City, UT, USA
🇺🇸 US
North Capital Private Securities Corporation is an SEC-registered broker-dealer based in Salt Lake City, Utah, incorporated in 2010 and registered as a broker-dealer in 2011. It provides private placements, Regulation A offerings, escrow and technology services for private capital markets. It operates the PPEX ATS, an SEC-registered alternative trading system for secondary trading of private and exempt securities, including digital asset securities. In February 2026 it launched North Capital Token Services, a subsidiary offering tokenization of debt, equity and private fund interests plus on-chain credential certification.
Services & Coverage
United Statesprivate securitiesdebtprivate fundsequities
broker-dealerPPEX ATStokenizationprivate securitiesReg Aescrow
🏛 Regulatory Status
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Company Info
Founded 2010
Size Small
Key Executives
James Dowd (CEO)